SWS

SweetWater Securities has developed and expanded on an independent business platform that allows the firm, and its’ advisors, to integrate personalized solutions for each client.

Our counterparts and service providers allow for access to both local and international capital markets, whereby tailor-made asset management solutions can be put forth.

These include:

Pershing LLC, A Bank of New York Mellon Company, Pershing has been a leading global provider of financial business solutions for 75 years and serves many of the world’s most respected financial organizations. As the industry’s largest provider of clearing and settlement solutions, Pershing provides SWS with capabilities it needs to properly serve its clients.

Latinclear (Central Latinoamericana de Valores) Is the Central Securities Depository (CSD) in Panama which performs custody, clearing and settlement services for local investments. It offers support for local investment accounts based in Panama, with the assurance every client expects from proper management, continuity, and protection of its financial assets via its Panamanian jurisdiction.

Old Mutual International (OMI), is a subsidiary of Old Mutual PLC, a UK based conglomerate that services more than 3mm clients worldwide.  Old Mutual International provides SWS with access to a flexible systematic investment platform whereby institutional and retail clients can invest monthly installments in order to meet specific needs.

The company has also partnered with software providers such as NetX360, Bloomberg, Brokerware, Maestro, Advent and Worldcheck, which provide front, middle and back-office capabilities that offer the transparency needed to properly service client accounts.

As a further complement to its platform, SWS has signed distribution agreements with more than 20 mutual fund and alternative investment firms as well as DVP agreements with over 50 global financial institutions that provide timely execution services in fixed income securities via the OTC market.